Transactions and protection

Transactions and protection

Bachelor of Business Studies (BBS) — Fourth Year

Subject: Fundamentals of Investment (FIN 253)

Unit 3: Investment Information and Securities Transactions

Academic Year: 2083/84

Topic Objectives

After studying this topic, students should be able to:

• Explain the scope and key elements of transactions and protection.
• Apply the relevant financial concepts or calculations and explain their assumptions, risks and analytical limits.

Curriculum Scope

• Making securities transactions: role of stock broker, basic types of orders, online transactions, transaction costs and investor protection

Detailed Microsyllabus

1. Broker and orders

   1. Broker role and transaction instruction.
   2. Basic order types.
   3. Online order processing.

2. Costs and protection

   1. Identify commissions and supplied charges.
   2. Investor safeguards from official materials.
   3. Check confirmations and settlement information.

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Curriculum reference: Tribhuvan University, Faculty of Management, revised four-year BBS curriculum, PDF pages 89–91.

Source note: The curriculum scope above is retained from the existing TU syllabus breakdown. The numbered study subtopics are editorial elaborations for teaching and study, rather than a separately issued TU syllabus. Unit or component allocations apply at their stated level; no separate topic hours or marks are assigned here. Examples involving current laws, rates, institutional products or Nepalese status must identify the relevant period and official materials; no changing numerical or legal requirements are invented here.