Investment banking and securities services

Investment banking and securities services

Bachelor of Business Studies (BBS) — Fourth Year

Subject: Management of Financial Institutions (FIN 255)

Unit 10: Investment Banks and Securities Firms

Academic Year: 2083/84

Topic Objectives

After studying this topic, students should be able to:

• Explain the scope and key elements of investment banking and securities services.
• Apply the relevant financial concepts or calculations and explain their assumptions, risks and analytical limits.

Curriculum Scope

• Services offered by investment banks and securities firms

Detailed Microsyllabus

1. Investment-banking services

   1. Capital raising and advisory functions.
   2. Securities-firm services.
   3. Connections among issuers, intermediaries and investors.

2. Application

   1. Identify the service in a transaction.
   2. Clarify responsibilities and evidence.
   3. Assess benefits and conflicts of interest.

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Curriculum reference: Tribhuvan University, Faculty of Management, revised four-year BBS curriculum, PDF pages 86–88.

Source note: The curriculum scope above is retained from the existing TU syllabus breakdown. The numbered study subtopics are editorial elaborations for teaching and study, rather than a separately issued TU syllabus. Unit or component allocations apply at their stated level; no separate topic hours or marks are assigned here. Examples involving current laws, rates, institutional products or Nepalese status must identify the relevant period and official materials; no changing numerical or legal requirements are invented here.