Activity areas and Nepalese regulation

Activity areas and Nepalese regulation

Bachelor of Business Studies (BBS) — Fourth Year

Subject: Management of Financial Institutions (FIN 255)

Unit 10: Investment Banks and Securities Firms

Academic Year: 2083/84

Topic Objectives

After studying this topic, students should be able to:

• Explain the scope and key elements of activity areas and nepalese regulation.
• Apply the relevant financial concepts or calculations and explain their assumptions, risks and analytical limits.

Curriculum Scope

• Securities firms and investment bank activity areas: Regulations of investment banking, securities firms and businesspersons in Nepal

Detailed Microsyllabus

1. Activity areas

   1. Investment banking and securities businesses.
   2. Different roles and permitted activities.
   3. Distinguish functions from legal authorization.

2. Nepalese regulation

   1. Use the applicable official framework.
   2. Identify requirements relevant to the exercise.
   3. Avoid assuming every international service is locally permitted.

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Curriculum reference: Tribhuvan University, Faculty of Management, revised four-year BBS curriculum, PDF pages 86–88.

Source note: The curriculum scope above is retained from the existing TU syllabus breakdown. The numbered study subtopics are editorial elaborations for teaching and study, rather than a separately issued TU syllabus. Unit or component allocations apply at their stated level; no separate topic hours or marks are assigned here. Examples involving current laws, rates, institutional products or Nepalese status must identify the relevant period and official materials; no changing numerical or legal requirements are invented here.