Primary market foundations

Primary market foundations

Bachelor of Business Studies (BBS) — Third Year

Subject: Foundation of Financial Systems (MGT 226)

Unit 6: Primary Market Operations

Academic Year: 2083/84

Topic Objectives

After studying this topic, students should be able to:

• Explain the scope and key elements of primary market foundations.
• Explain the financial-system relationships and interpret their roles using clearly identified institutional and reporting contexts.

Curriculum Scope

• Concept and role of primary markets
• Legal provisions for issuing stocks and debentures in Nepal

Detailed Microsyllabus

1. Primary-market role

   1. Creation and issue of new securities.
   2. Issuer and investor financing relationship.
   3. Stocks and debentures as issue categories.

2. Legal framework

   1. Identify issuing requirements from the prescribed Nepalese materials.
   2. Documents, approvals and disclosures as applicable.
   3. Distinguish curriculum concepts from live issue-specific rules.

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Curriculum reference: Tribhuvan University, Faculty of Management, revised four-year BBS curriculum, PDF pages 60–62.

Source note: The curriculum scope above is retained from the existing TU syllabus breakdown. The numbered study subtopics are editorial elaborations for teaching and study, rather than a separately issued TU syllabus. Unit or component allocations apply at their stated level; no separate topic hours or marks are assigned here. Nepalese current-status discussions should identify the reporting period and use dated official publications, such as Nepal Rastra Bank reports, rather than undated figures.