Regulatory authorities

Regulatory authorities

Bachelor of Business Studies (BBS) — Third Year

Subject: Foundation of Financial Systems (MGT 226)

Unit 8: Financial Regulations and Regulatory Authorities

Academic Year: 2083/84

Topic Objectives

After studying this topic, students should be able to:

• Explain the scope and key elements of regulatory authorities.
• Explain the financial-system relationships and interpret their roles using clearly identified institutional and reporting contexts.

Curriculum Scope

• Role and powers of Nepal Rastra Bank
• Role and powers of the Insurance Board
• Role and powers of Nepal Securities Board

Detailed Microsyllabus

1. Regulatory roles

   1. NRB and financial-system oversight.
   2. Source-named Insurance Board and insurance regulation.
   3. Nepal Securities Board and market regulation.

2. Powers and institutional context

   1. Identify powers from each regulator's official materials.
   2. Record the institutional name and reporting date used.
   3. Distinguish legacy curriculum labels from the applicable regulatory structure.

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Curriculum reference: Tribhuvan University, Faculty of Management, revised four-year BBS curriculum, PDF pages 60–62.

Source note: The curriculum scope above is retained from the existing TU syllabus breakdown. The numbered study subtopics are editorial elaborations for teaching and study, rather than a separately issued TU syllabus. Unit or component allocations apply at their stated level; no separate topic hours or marks are assigned here. Nepalese current-status discussions should identify the reporting period and use dated official publications, such as Nepal Rastra Bank reports, rather than undated figures.