Insurance and securities legislation

Unit 8: Financial Regulations and Regulatory AuthoritiesTopic 3 of 4

Browse the Foundation of Financial Systems syllabus

Foundation of Financial Systems

9 units

1 Introduction
- Financial system foundations
- Fund transfers and intermediation
2 Financial Instruments and Interest Rates
3 Depository Financial Institutions
4 Non-Depository Financial Institutions
5 Ancillary Financial Services
6 Primary Market Operations
7 Secondary Market Operations
8 Financial Regulations and Regulatory Authorities
9 Exchange Rates, Foreign Reserve and Balance of Payment

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What the syllabus expects

Major provisions of the Insurance Act
Major provisions of the Securities Act

Insurance and securities legislation

Bachelor of Business Studies (BBS) — Third Year

Subject: Foundation of Financial Systems (MGT 226)

Unit 8: Financial Regulations and Regulatory Authorities

Academic Year: 2083/84

Topic Objectives

After studying this topic, students should be able to:

Explain the scope and key elements of insurance and securities legislation.
Explain the financial-system relationships and interpret their roles using clearly identified institutional and reporting contexts.

Curriculum Scope

Major provisions of the Insurance Act
Major provisions of the Securities Act

Detailed Microsyllabus

Insurance legislation
1. Major topics of the Insurance Act within the course.
2. Institutional roles and regulated activities.
3. Use the prescribed and applicable statutory materials.
Securities legislation
1. Major topics of the Securities Act.
2. Issuers, intermediaries and investor protection.
3. Separate curriculum headings from current statutory detail.

Curriculum reference: Tribhuvan University, Faculty of Management, revised four-year BBS curriculum, PDF pages 60–62.

Source note: The curriculum scope above is retained from the existing TU syllabus breakdown. The numbered study subtopics are editorial elaborations for teaching and study, rather than a separately issued TU syllabus. Unit or component allocations apply at their stated level; no separate topic hours or marks are assigned here. Nepalese current-status discussions should identify the reporting period and use dated official publications, such as Nepal Rastra Bank reports, rather than undated figures.